Responsibility LedgerAppend-only · Dated · Signed

Claimant scorecard · AERS v2.1 · Calibrating

UK FCA

1 claim tracked in the Responsibility Ledger. 1 pending grade.


AERS

—

Insufficient closed grades

Pending

1

Open horizons

Closed

0

Graded outcomes

First tracked

Oct 23, 2026

Open horizons

  • UK FCA: Senior managers personally accountable for AI under existing rules; 86% of firms now use AI

    Invalidator — If the UK government introduces a financial-services AI bill by October 2027, or if the FCA states publicly that SM&CR proved insufficient for AI accountability, the claim receives a C.

    Grade by Oct 19, 2027· 1 year·Entry 133·Materiality 3/5

About this scorecard

The AI Execution Risk Score (AERS) is a 0-100 metric quantifying the gap between UK FCA’s public AI claims and demonstrated delivery. Higher AERS = stronger track record. Each claim above is drawn from a primary source linked in the original Ledger entry; the horizon date is when the claim becomes graded under the published methodology. Materiality is the editor’s assessment of the claim’s formality from 1 (PR statement) to 5 (earnings call or SEC filing).

AERS v2.1 · Methodology in active calibration · Not investment advice.